Course search

Compliance and Risk Officer

This apprenticeship is for anyone who is working in a risk or compliance role providing support and advice, supporting on audits/reviews, or working on specific problems as they arise.
15 - 18 months

The role of the compliance and risk officer is likely to include providing relatively straightforward support and advice to the business on their specific areas of expertise e.g. financial crime, training and competence, fraud, working with the business on specific problems that emerge, analysing data, maintaining records and producing reports, working on review and audits to check that policies are being correctly applied.

When does the course start?

You can start this apprenticeship at any time, please contact us for further information.

What does the course cover?

This apprenticeship covers a range of knowledge, skills, and behaviours which include:


  • Risk and Compliance Framework
  • Risk and Compliance Policies and Procedures
  • Industry and Company Understanding
  • Systems and Processes


  • Delivering services
  • Analysis and Problem Solving
  • Communicating and Influencing
  • Teamwork
  • Continuous Improvement
  • Personal Development


  • Honesty and  integrity
  • Flexibility
  • Resilience
When will I attend?

This is a work-based apprenticeship. You will benefit from 1-2-1 support on a regular basis in order to achieve competence as set against the knowledge, skills and behaviours set down in the apprenticeship standard.

What will I achieve?

On successful completion of this apprenticeship you can apply for professional membership of the appropriate professional body, depending on which qualification is taken.

You will be fully competent in the role and can continue to develop their career within the organisation through a range of possible pathways, either remaining in the compliance and risk area or other areas of the business.

What are the entry requirements?

Ideally, you will have a minimum of 5 GCSE's grade 4/C or above including maths and English.


How much does the course cost?

There is no fee for the learner. For information on costs to the employer, please contact us.